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Short selling
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#	Item
821	PUBLIC STARTUP COMPANY, INC. https://www.publicstartup.com 2360 Corporate Circle, Suite 400 Henderson, NV[removed]August 13, 2014 To: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-13 09:48:14 Financial regulation Short selling United States securities law Financial markets Broker-dealer U.S. Securities and Exchange Commission Blue sky law Security Securities fraud Financial economics Financial system Finance
822	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 5, 2014 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-03-05 14:56:40 Finance United States securities law Financial markets Financial regulation Short selling Short Initial public offering Futures contract Securities Exchange Act Financial economics Stock market Investment
823	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]May 21, 2014 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-05-21 13:35:35 Finance United States securities law Financial regulation Short selling United States Securities and Exchange Commission Short Security U.S. Securities and Exchange Commission Initial public offering Financial economics Stock market Investment
824	Washington State Department of Financial Institutions John L. Bley, Director Securities Division Deborah Bortner, Assistant Director ________________________________________________________________________________ Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2006-01-09 12:07:05 Financial economics Financial system Short Securities Finance Financial regulation Short selling
825	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]April 4, 2014 INVESTMENT COMPANY ACT OF 1940 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-04-04 11:27:26 Financial markets United States securities law Financial regulation Short selling Securities Exchange Act U.S. Securities and Exchange Commission Broker-dealer General Securities Representative Exam Financial adviser Financial economics Finance Financial system
826	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2013 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-16 13:02:15 Finance Financial markets United States securities law United States Securities and Exchange Commission Short selling Security Short Securities Exchange Act Initial public offering Financial economics Stock market Investment
827	LexisNexis® Custom Solution: Arkansas Code Research Tool Add to Reading List Source URL: www.arkansas.gov Language: English - Date: 2011-08-15 14:27:22 Short Short selling Contract law Money Economics Business Finance Financial regulation
828	State of Washington DEPARTMENT OF FINANCIAL INSTITUTIONS SECURITIES DIVISION P.O. Box 9033 Olympia, Washington[removed] Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2006-01-09 12:07:28 Financial markets Stock market United States securities law Short selling Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Short Day trading Trading room Financial economics Business Finance
829	Accredited Business Consolidators Corp. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-31 09:03:54 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Naked short selling Form 144 United States securities law United States Securities and Exchange Commission Financial regulation
830	Sleazy doings on Wall Street.(clearing firm owned by Bear, Stearns & Co. involved in failure of bucket shop stock brokerage A.R. Baron & Co.)(Cover Story) Gretchen Morgenson 3326 words 24 February 1997 Forbes Add to Reading List Source URL: www.deepcapture.com Language: English - Date: 2013-07-14 01:12:34 Stock market Financial regulation Short selling Short Brokerage firm Initial public offering Merrill Lynch Stock trader Security Financial economics Investment Finance

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